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October

  • IOSCO papers on disclosure, independence, auditor oversight

    23 Oct 2002

    The Technical Committee of the International Organization of Securities Commissions (IOSCO) has issued statements of principles to guide securities regulators in dealing with three critical areas necessary for investor confidence in securities markets.

  • Foreign issuers in US must file electronically starting 4 November

    18 Oct 2002

    New US rules requiring foreign private issuers and foreign governments to file most of their Securities Act and Exchange Act documents on EDGAR will become effective 4 November 2002. EDGAR is the SEC's Electronic Data Gathering, Analysis, and Retrieval System.