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Deloitte US Dbriefs Webcast: Forward-looking and outcomes-focused: Embedding conduct risk into your risk management framework

When Nov 10, 2016
from to
Timezone UTC
Where Online
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Global regulatory scrutiny of wholesale principal sales and trading businesses has increased, and regulators are raising hefty criminal charges against key financial services institutions and employees. How can the design and implementation of controls targeted at addressing conduct risks across the three lines of defense help organizations avoid the perception of unfair client treatment, firm position abuse, and failure to maintain market integrity? Learn how proactively dealing with control risk can help protect your bottom line and provide marketplace advantage.

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