SEC to release letters to companies with serious deficiencies

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Jun 12, 2018

On June 12, 2018, the Securities and Exchange Commission’s (SEC) Division of Corporation Finance announced that letters sent to issuers that have “serious deficiencies” in their registration statement or offering document will be made available on EDGAR.

Filings with serious deficiencies can be defined as those that are “not minimally compliant with statutory or regulatory requirements.” Letters issued on June 15, 2018, or later will be published first; these letters will appear on EDGAR within 10 calendar days of issuance.

Review the announcement on the SEC’s website.

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