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SEC issues ESG risk alert

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Apr 09, 2021

On April 9, 2021, the Securities and Exchange Commission's (SEC) Division of Examinations issued a risk alert on environmental, social, and governance (ESG) reporting.

The alert highlights “observations from recent exams of investment advisers, registered investment companies, and private funds offering ESG products and services.”

Review the alert on the SEC's website.

Correction list for hyphenation

These words serve as exceptions. Once entered, they are only hyphenated at the specified hyphenation points. Each word should be on a separate line.