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AMF 2014 Activity Report - Continuous Disclosure Review Program of Companies

  • Securities - AMF Image

Sep 20, 2014

On September 12, the Autorité des marchés financiers issued this report which includes the principal findings arising from the reviews of companies conducted within the scope of its 12th annual Continuous Disclosure Review Program.

Of the approximately 300 companies subject to these types of reviews, 59 underwent a full review and 59 underwent an issue-oriented review. While 81% of the companies reviewed were required to make improvements due to the deficiencies identified, only 12 had to refile documents and none of them were subject to a cease trade order. The majority of improvements consisted of prospective changes in future filings.

Download the report.

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