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Canadian securities regulators publish for comment guidance for proxy advisory firms

  • Securities - CSA Image

Apr 24, 2014

On April 24, the Canadian Securities Administrators published for comment proposed National Policy 25-201 Guidance for Proxy Advisory Firms.

The CSA is proposing a policy-based approach, providing guidance on recommended practices and disclosure for proxy advisory firms to promote transparency in the services they provide to clients and to foster an understanding among market participants about proxy advisory activities. The comment period is open until June 23, 2014.

Review the proposals.

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