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Ontario Securities Commission Issues 2014 Risk Assessment Questionnaire

  • Securities - OSC Image

Jun 10, 2014

On June 10, the Ontario Securities Commission issued its 2014 risk assessment questionnaire to gather information from Ontario registered firms about their business operations.

The information gathered through this process will be used by OSC staff for risk ranking and for selection of firms for compliance reviews.

Review the questionnaire.

Correction list for hyphenation

These words serve as exceptions. Once entered, they are only hyphenated at the specified hyphenation points. Each word should be on a separate line.