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OSC Releases Topical Guide to Assist Registrants

  • Securities - OSC Image

Oct 27, 2014

On October 27, the Ontario Securities Commission launched a Topical Guide for registrants, a new web-based tool which allows registrants to search for and access OSC registration and compliance related guidance by subject matter area.

The guide is organized alphabetically with links to relevant information compiled by OSC staff. This resource provides a single source destination for OSC and Canadian Securities Administrators guidance on current initiatives including the Client Relationship Model.

Review the press release.

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