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TSX Company Manual

  • Securities - TSX Image

Mar 22, 2018

On March 22, 2018, the Toronto Stock Exchange (TSX) provided guidance with respect to representations made by an issuer in a prospectus or advertising that it has applied to list its securities on TSX.

Pursuant to Section 346 of the TSX Company Manual (the "Manual"), an issuer may not make any representation, oral or written, that its securities will be listed on TSX or that application has been or will be made to list its securities on TSX except with the written permission of the Director of the Ontario Securities Commission, unless:

  1. application has been made to list the securities and securities of the same issuer are already listed on TSX; or
  2. TSX has granted approval to the listing, conditional or otherwise, or has consented to or indicated that it does not object to the representation. Furthermore, such representation may not be made in a preliminary prospectus, draft prospectus or other offering document, unless otherwise consented to by TSX.

Review the announcement on the TSX's website.

Correction list for hyphenation

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