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Proposed instruments - Securities

Securities

The following are proposed instruments:

Title Description Next step date
CSA – Proposed streamlined capital raising option for Canadian-listed issuers [ED] CSA proposed streamlined capital raising option for Canadian-listed issuers Oct 26, 2021
CSA – Proposed changes to the offering memorandum prospectus exemption (Amendments to National Instrument 45-106 "Prospectus Exemptions") [ED] The proposed amendments set out new disclosure requirements for issuers that are engaged in “real estate activities” or issuers that are “collective investment vehicles”. Dec 16, 2020
CSA – Proposal to harmonize the interpretation of the Primary Business Requirements [ED] CSA proposal to harmonize the interpretation of the primary business requirements Oct 11, 2021
CSA – Initiatives to Reduce Regulatory Burden for Investment Funds (National Instruments 41-101, 81-101, 81-102, 81-106 and 81-107) [ED] The amendments implement eight initiatives to reduce regulatory burden for investment funds. The changes eliminate duplicative requirements, streamline regulatory approvals and processes, and codify frequently granted exemptions from certain requirements. Jan 05, 2022
CSA – Proposal to streamline the Continuous Disclosure Requirements (amendments to National Instrument 51-102) [ED] The CSA proposed changes to the continuous disclosure requirements for non-investment fund reporting issuers that will streamline and clarify their annual and interim filings Sep 17, 2021
CSA – Proposed changes to auditor oversight rules for audit firms re CPAB access to working papers (amendments to National Instrument 52-108) [ED] The objective of this project is to provide the Canadian Public Accountability Board with improved ability to perform audit inspections. Jan 02, 2020
New Cooperative Capital Markets Regulatory System in Canada [In process] Proposed New Cooperative Capital Markets Regulatory System in Canada

Correction list for hyphenation

These words serve as exceptions. Once entered, they are only hyphenated at the specified hyphenation points. Each word should be on a separate line.