SEC Compliance Checklist on Form 10-K
Published on:
Dec 20, 2022
The SEC Form 10-K is used for annual reports under Section 13 or 15(d) of the Securities Exchange Act of 1934. This checklist summarizes the disclosure requirements of Form 10-K.
Note: This checklist is not designed for use by “smaller reporting companies.” However, this checklist is applicable for an “emerging growth company” (EGC) that is not a smaller reporting company. See SEC Compliance Checklist — General, for considerations related to EGCs. |
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