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SEC compliance outreach program seminar — Boston

When Jun 13, 2017
from to
Timezone UTC - 4
Where Boston, MA
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This is the third of four SEC seminars being held to help chief compliance officers and other senior personnel enhance compliance programs at investment companies and investment advisory firms.

This webcast includes an overview of the SEC’s Office of Compliance Inspections and Examinations's 2017 priorities and will feature panel discussions on: key examination program initiatives, typical examination process, and topics of interest to advisers to private funds.

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