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SEC proposals on investor protection

When Aug 07, 2018
from to
Timezone UTC - 4
Where Comment deadline
Add event to calendar vCal

On April 18, 2018, the SEC issued proposed rules 34-83062, "Regulation Best Interest," and 34-83063, "Required Disclosures in Retail Communications and Restrictions on the Use of Certain Names or Titles," and a request for comment IA-4889, "Proposed Commission Interpretation Regarding Standard of Conduct for Investment Adviser." Comments are due on August 7, 2018.

Correction list for hyphenation

These words serve as exceptions. Once entered, they are only hyphenated at the specified hyphenation points. Each word should be on a separate line.