This site uses cookies to provide you with a more responsive and personalised service. By using this site you agree to our use of cookies. Please read our cookie notice for more information on the cookies we use and how to delete or block them.
The full functionality of our site is not supported on your browser version, or you may have 'compatibility mode' selected. Please turn off compatibility mode, upgrade your browser to at least Internet Explorer 9, or try using another browser such as Google Chrome or Mozilla Firefox.

New supervisory cooperation arrangement between SEC and ESMA

  • SEC (US Securities and Exchange Commission) Image
  • European Union Image

Mar 23, 2012

The SEC has entered into supervisory cooperation arrangements with the European Securities and Markets Authority (ESMA) and the Cayman Islands Monetary Authority.

These arrangements will (1) allow the SEC staff to share information about various regulated financial entities and (2) lead to the establishment of "mechanisms for continuous and ongoing consultation, cooperation and the exchange of supervisory information related to the oversight of globally active firms and markets."

Click for the SEC press release (link to the SEC's Web site).

Correction list for hyphenation

These words serve as exceptions. Once entered, they are only hyphenated at the specified hyphenation points. Each word should be on a separate line.