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SEC extends compliance date for municipal adviser registration

  • SEC (US Securities and Exchange Commission) Image

Jan 13, 2014

The SEC has issued a final rule extending the compliance date for its municipal adviser registration rules to July 1, 2014 (instead of January 13, 2014).

The SEC chose to give market participants additional time to analyze and implement the final rules before mandating compliance.

For more information, please see:

Correction list for hyphenation

These words serve as exceptions. Once entered, they are only hyphenated at the specified hyphenation points. Each word should be on a separate line.