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SEC extends comment period for concept release on transfer agent regulations

  • SEC document Image

Feb 19, 2016

The SEC has issued a proposed rule extending the comment period for its concept release, “Transfer Agent Regulations,” from February 29, 2016, to April 14, 2016 (45-day extension).

The concept release “includes a history of transfer agent services and applicable regulations as well as an overview of current transfer agent services and activities, and requests comment on all topics.”

For more information, see the proposed rule and concept release on the SEC’s Web site.

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