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SEC proposes covered broker-dealer provisions

  • SEC document Image

Feb 17, 2016

The SEC, along with the FDIC, has issued a proposed rule, “Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act,” which establishes certain “provisions applicable to the orderly liquidation of covered brokers and dealers.”

Comments on the proposed rule are due on May 2, 2016. For more in­for­ma­tion, see the pro­posed rule on the SEC’s Web site.

Correction list for hyphenation

These words serve as exceptions. Once entered, they are only hyphenated at the specified hyphenation points. Each word should be on a separate line.