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SEC staff updates C&DIs on Securities Act sections and forms

  • SEC (US Securities and Exchange Commission) Image

Jul 12, 2016

The staff in the SEC’s Division of Corporation Finance has updated its compliance and disclosure interpretations (C&DIs) related to Securities Act sections and forms.

The updated guid­ance ad­dresses ques­tions related to an issuer’s representation about the absence of a distribution of the securities received in an exchange. For more in­for­ma­tion, see Question 111.02 and Question 125.13 of the C&DIs on the SEC’s Web site.

Correction list for hyphenation

These words serve as exceptions. Once entered, they are only hyphenated at the specified hyphenation points. Each word should be on a separate line.