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SEC issues final rule on administrative proceedings

  • SEC document Image

Jul 13, 2016

The SEC has issued a final rule, “Amendments to Commission’s Rules of Practice Regarding Administrative Proceedings.”

According to SEC Chair Mary Jo White, this final rule will offer parties “additional opportunities to conduct depositions and add flexibility to the timelines of [the SEC’s] administrative proceedings, while continuing to promote the fair and timely resolution of the proceedings.”

The final rule becomes ef­fec­tive on September 27, 2016. For more in­for­ma­tion, see the press release and final rule on the SEC’s Web site.

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