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SEC seeks comments on statistical and other disclosures by bank holding companies

  • SEC document Image

Mar 01, 2017

The SEC has issued "Request for Comment on Possible Changes to Industry Guide 3."

The request for comments asks for feedback on the following topics:

  • “Existing disclosure guidance for bank holding companies called for by Guide 3, as well as other sources of disclosure for bank holding companies and other registrants in the financial services industry.”
  • “Potential improvements to the disclosure regime, which could include new disclosures, the elimination of duplicative or overlapping disclosures, or revisions to current disclosures.”
  • “The scope and applicability of Guide 3.”
  • “The effects of regulation on bank holding companies, including with regard to their operations, capital structures, dividend policies and treatment in bankruptcy.”

Comments were originally due by May 8, 2017; the SEC extended the comment deadline to July 7, 2017.

For more in­for­ma­tion, see the press release and request for comments on the SEC’s Web site.

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