This site uses cookies to provide you with a more responsive and personalised service. By using this site you agree to our use of cookies. Please read our cookie notice for more information on the cookies we use and how to delete or block them.
The full functionality of our site is not supported on your browser version, or you may have 'compatibility mode' selected. Please turn off compatibility mode, upgrade your browser to at least Internet Explorer 9, or try using another browser such as Google Chrome or Mozilla Firefox.

SEC staff publishes C&DI on offers and sales

  • SEC (US Securities and Exchange Commission) Image

Apr 20, 2017

The staff in the SEC’s Division of Corporation Finance has released a compliance and disclosure interpretation (C&DI) related to offers and sales under Rule 147A.

For more information, see Question 141.06 of the Securities Act rules C&DIs on the SEC’s Web site.

Correction list for hyphenation

These words serve as exceptions. Once entered, they are only hyphenated at the specified hyphenation points. Each word should be on a separate line.