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CAQ publishes audit planning alert for brokers and dealers

  • CAQ document Image

May 19, 2017

The Center for Audit Quality (CAQ) has published Alert #2017-02, “Audit Planning Alert for Auditors of Brokers and Dealers.”

The alert “identifies and discusses some of the more judgmental or complex areas of both the audit and attestation engagements, including areas that have been the subject of attention and focus by the [PCAOB] in its interim inspection process.”

For more information, see the press release and alert on the CAQ’s Web site.

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