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SEC staff releases FAQs on investment-company reporting modernization reforms

  • SEC (US Securities and Exchange Commission) Image

Jul 21, 2017

The staff in the SEC’s Division of Investment Management has issued FAQs related to the Commission’s final rule “Investment Company Reporting Modernization,” which became effective on January 17, 2017.

Topics covered in the FAQs include the following:

  • Compliance dates and general filing obligations.
  • Form N-Port.
  • Regulation S-X.
  • Form N-CEN.

For more in­for­ma­tion, see the FAQs and final rule on the SEC’s Web site.

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