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SEC staff issues report on capital and market liquidity

  • SEC (US Securities and Exchange Commission) Image

Aug 09, 2017

The SEC’s Division of Economic and Risk Analysis has issued a report, “Access to Capital and Market Liquidity.”

The report is being issued in re­sponse to a congressional directive to analyze the effects of the Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulations on “(1) access to capital for consumers, investors, and businesses; and (2) market liquidity, including U.S. Treasury and corporate debt markets.” Among other things, the report “identifies trends for unregistered offerings, such as those under Regulation D and Regulation Crowdfunding, as well as fixed income transactions, fixed income quotations, and broker-dealer financial positions.”

For more in­for­ma­tion, see the press release and report on the SEC’s Web site.

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