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SEC staff updates C&DIs on Securities Act rules

  • SEC (US Securities and Exchange Commission) Image

Sep 20, 2017

The staff in the SEC’s Division of Corporation Finance has released an update to certain compliance and disclosure interpretations (C&DIs) related to Securities Act rules.

Specifically, the changes “reflect updates for the amendments to Rules 147 and 504, the repeal of Rule 505, and non-substantive changes throughout the Rule 147 and Regulation D C&DIs based on the Commission’s current rules (e.g., changes to correct outdated rule and statutory references).” In addition, Regulation D C&DIs that are not directly related to the Commission’s current rules have been removed.

For more in­for­ma­tion, see the C&DIs on the Se­cu­ri­ties Act rules on the SEC’s Web site.

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