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SEC provides regulatory relief for entities affected by the recent hurricanes

  • SEC (US Securities and Exchange Commission) Image

Sep 29, 2017

The SEC has issued an order that provides an exemption from certain federal securities law requirements for publicly traded companies, investment companies, accountants, transfer agents, municipal advisers, and others affected by the recent hurricanes.

In addition, the SEC has issued interim final temporary rules for companies that are directly or indirectly affected by the hurricanes. These temporary rules extend the filing deadline for certain reports and forms under Regulation Crowdfunding and Regulation A.

For more information, see the press release, SEC order, and interim final temporary rules on the SEC’s Web site.

Correction list for hyphenation

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