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SEC issues temporary final rule on fund group reporting

  • SEC document Image

Dec 08, 2017

The SEC has issued a temporary final rule, “Investment Company Reporting Modernization.”

The final rule requires “funds in larger fund groups to maintain in their records the information that is required to be included in Form N-PORT, in lieu of filing reports with the Commission, until April 2019.” In addition, “smaller fund groups will be required to begin submitting reports on Form N-PORT by April 30, 2020.”

For more in­for­ma­tion, see the temporary final rule on the SEC’s Web site.

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