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SEC proposes rules to enhance investor protection

  • SEC (US Securities and Exchange Commission) Image

Apr 19, 2018

The SEC has issued a “package” of proposals that would “enhance the quality and transparency of investors’ relationships with investment advisers and broker-dealers while preserving access to a variety of types of advice relationships and investment products.”

Specifically, the Commission released the following proposals:

For more information, see the press release and SEC Chairman Jay Clayton’s overview of the rulemaking package on the SEC’s Web site.

Correction list for hyphenation

These words serve as exceptions. Once entered, they are only hyphenated at the specified hyphenation points. Each word should be on a separate line.