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SEC staff publishes C&DIs on proxy rules and Schedules 14A/14C

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May 11, 2018

The staff in the SEC’s Division of Corporation Finance has issued 45 new compliance and disclosure interpretations (C&DIs) related to proxy rules and Schedules 14A/14C.

On its Web site, the SEC describes the C&DIs as follows:

[The C&DIs] replace the interpretations published in the Proxy Rules and Schedule 14A Manual of Publicly Available Telephone Interpretations and the March 1999 Supplement to the Manual of Publicly Available Telephone Interpretations (“Telephone Interpretations”). In particular, C&DIs 124.01, 124.07, 126.02, 151.01, 161.03, and 163.01 reflect substantive changes to the Telephone Interpretations. C&DIs 126.04, 126.05, 158.01, and 158.03 reflect technical revisions to the Telephone Interpretations. The remaining C&DIs reflect only non-substantive changes to the Telephone Interpretations.

For more information, see the C&DIs on the SEC’s Web site.

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