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SEC proposes rules on investment fund research reports

  • SEC document Image

May 24, 2018

The SEC has issued proposed rules and amendments, “Covered Investment Fund Research Reports,” that would “promote research on mutual funds, exchange‑traded funds, registered closed-end funds, business development companies, and similar covered investment funds.”

The proposal “would reduce obstacles to providing research on investment funds by harmonizing the treatment of such research with research on other public entities.”

Comments on the proposal are due 30 days after the date of its publication in the Federal Register. For more information, see the press release and proposed rule on the SEC’s Web site.

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