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CAQ issues audit planning alert for auditors of brokers and dealers

  • CAQ document Image

Jun 01, 2018

The Center for Audit Quality (CAQ) has released Alert 2018-02, “Audit Planning Alert for Auditors of Brokers and Dealers.”

The alert discusses the following topics:

  • Auditing revenue.
  • Auditing related-party transactions.
  • Auditing supplemental information.
  • Performing examination engagements.
  • Performing review engagements.

For more in­for­ma­tion, see the press release on the CAQ’s Web site.

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