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SEC to release letters to companies with serious deficiencies

  • SEC (US Securities and Exchange Commission) Image

Jun 15, 2018

The SEC’s Division of Corporation Finance has announced that letters sent to issuers that have “serious deficiencies” in their registration statement or offering document will be made available on EDGAR.

Filings with significant deficiencies can be defined as those that are “not minimally compliant with statutory or regulatory requirements.” Letters issued on June 15, 2018, or later will be published first; these letters will appear on EDGAR within 10 calendar days of issuance.

For more information, see the announcement on the SEC’s Web site.

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