This site uses cookies to provide you with a more responsive and personalised service. By using this site you agree to our use of cookies. Please read our cookie notice for more information on the cookies we use and how to delete or block them.
The full functionality of our site is not supported on your browser version, or you may have 'compatibility mode' selected. Please turn off compatibility mode, upgrade your browser to at least Internet Explorer 9, or try using another browser such as Google Chrome or Mozilla Firefox.

SEC amends certain disclosure requirements for registered open-end funds

  • SEC document Image

Jun 28, 2018

The SEC has approved a new rule that amends the “public liquidity-related disclosure requirements for certain open-end funds.”

Specifically, such funds would be required to “discuss in their annual or semi-annual shareholder report the operation and effectiveness of their liquidity risk management programs.”

For more in­for­ma­tion, see the press release and final rule on the SEC’s Web site.

Correction list for hyphenation

These words serve as exceptions. Once entered, they are only hyphenated at the specified hyphenation points. Each word should be on a separate line.