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SEC issues guidance on improving fund information

  • SEC document Image

Jun 05, 2018

The SEC has approved a new rule and issued two requests for comment in an attempt to improve information about mutual funds, exchange-traded funds, and investment funds.

Specifically, the SEC released:

  • Rule 30e-3 under the Investment Company Act, which allows funds to use an optional “notice and access” delivery method to satisfy their obligations to transmit shareholder reports.
  • Two requests for comment on:
    • Enhancing fund disclosures to improve investors’ experience.
    • Processing fees that intermediaries charge for forwarding fund materials.

For more information, see the press release on the SEC’s Web site.

Correction list for hyphenation

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