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SEC proposes modernization of ETF regulatory framework

  • SEC document Image

Jun 28, 2018

The SEC has issued a proposed rule that would “modernize the regulatory framework for exchange-traded funds (ETFs).”

The pro­posal “would permit ETFs that satisfy certain conditions to operate within the scope of the Investment Company Act of 1940 . . . and come directly to market without the cost and delay of obtaining an exemptive order.”

Com­ments on the proposed rule are due 60 days after the date of its pub­li­ca­tion in the Federal Reg­is­ter. For more in­for­ma­tion, see the press release on the SEC’s Web site.

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