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SEC issues final rule to amend ATS regulations

  • SEC document Image

Jul 18, 2018

The SEC has issued a final rule, “Regulation of NMS Stock Alternative Trading Systems,” that enhances “transparency and oversight of alternative trading systems (ATSs) that trade stocks listed on a national securities exchange (NMS Stock ATSs).”

Specifically, the final rule will “require NMS Stock ATSs to publicly disclose detailed information about their operations and the ATS-related activities of their broker-dealer operators.”

For more in­for­ma­tion, see the press release and final rule on the SEC’s Web site.

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