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SEC staff updates C&DIs on proxy rules and Schedules 14A/14C

  • SEC (US Securities and Exchange Commission) Image

Aug 01, 2018

The staff in the SEC’s Division of Corporation Finance has added two questions to its compliance and disclosure interpretations (C&DIs) related to proxy rules and Schedules 14A/14C.

Specifically, the SEC has added Questions 126.06 and 126.07, which clarify the submission of a Notice of Exempt Solicitation.

For more information, see the C&DIs on proxy rules and Schedules 14A/14C on the SEC’s Web site.

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