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PCAOB issues report on 2017 inspections of broker-dealers

  • PCAOB (US Public Company Accounting Oversight Board) Image

Aug 21, 2018

The PCAOB has published a report on its 2017 inspections of broker-dealer auditors.

The report notes that (1) audit deficiencies remained high, at 91 percent of firms inspected (compared with 97 percent in 2016), and (2) fewer independence violations were found.

For more information, see the press release, report, and executive highlights on the PCAOB’s Web site.

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