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SEC staff issues C&DIs related to disclosure of certain self-identified diversity characteristics

  • SEC (US Securities and Exchange Commission) Image

Feb 07, 2019

The staff in the SEC’s Division of Corporation Finance has updated its compliance and disclosure interpretations (C&DIs) related to preparing certain disclosures about self-identified diversity characteristics that may be required under Regulation S-K, Item 401, or, with respect to nominees, under Regulation S-K, Item 407.

Specifically, the SEC has added Questions 116.11 and 133.13.

For more in­for­ma­tion, see the Regulation S-K C&DI page on the SEC’s Web site.

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