This site uses cookies to provide you with a more responsive and personalised service. By using this site you agree to our use of cookies. Please read our cookie notice for more information on the cookies we use and how to delete or block them.
The full functionality of our site is not supported on your browser version, or you may have 'compatibility mode' selected. Please turn off compatibility mode, upgrade your browser to at least Internet Explorer 9, or try using another browser such as Google Chrome or Mozilla Firefox.

SEC amends rules for NRSROs

  • SEC document Image

Aug 07, 2019

The SEC has issued a final rule, “Amendments to Rules for Nationally Recognized Statistical Rating Organizations.”

The final rule codifies “an existing exemption [to Exchange Act Rule 17g-5(a)(3)] for credit rating agencies registered with the Commission as nationally recognized statistical rating organizations (NRSROs).” The exemption applies to “certain structured finance products issued by non-U.S. persons and offered and sold outside the United States.”

For more information, see the press release and final rule on the SEC’s Web site.

Correction list for hyphenation

These words serve as exceptions. Once entered, they are only hyphenated at the specified hyphenation points. Each word should be on a separate line.