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SEC proposes to modernize filing fee disclosure and payment methods

  • SEC document Image

Oct 25, 2019

The SEC has issued a proposed rule, “Filing Fee Disclosure and Payment Method Modernization.”

The pro­posal would “amend most fee-bearing forms, schedules, statements, and related rules to require each fee table and accompanying disclosure to include all required information for fee calculation in a structured format.” In addition, the proposal would allow a fee to be paid by using the Automated Clearing House payment system and remove the option of paying a fee by using paper check and money orders.

Com­ments on the pro­posed rule are due 60 days after the date of its pub­li­ca­tion in the Federal Reg­is­ter. For more in­for­ma­tion, see the pro­posed rule on the SEC’s Web site.

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