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SEC proposes rules of conduct for attorneys

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11 Nov 2002

The US SEC has proposed new rules to implement Sarbanes-Oxley Act provisions concerning standards of professional conduct for attorneys who appear or practice before the Commission on behalf of an SEC registrant.

The rules would apply to both in-house and outside counsel, including attorneys licensed, or otherwise qualified to practice, in foreign jurisdictions who appear and practice before the Commission. Click for SEC News Release.

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